CFTC 主席 Selig 发布关于股票永续期货的声明

CFTC 主席 Selig 发布关于股票永续期货的声明 |美国商品期货交易委员会
版本号 9319-26
CFTC 主席 Selig 发布关于股票永续期货的声明
十一月 03, 2026
华盛顿——美国商品期货交易委员会 (CFTC) 主席迈克尔·S·塞利格 (Michael S. Selig) 今天发表声明，宣布个人股本证券的永续期货合约可以首次在指定合约市场上开始交易，这些合约市场在美国证券交易委员会 (Securities and Exchange Commission) 双重注册为公告注册的国家证券交易所，用于交易证券期货产品。
塞利格主席声明的主要摘录：
“今天，个人股本证券的永续期货合约（‘Equity Perps’）首次可以在 CFTC 注册的交易所开始交易。
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“这一扩张标志着允许美国市场参与者在符合适用法律的情况下利用永续期货的优势迈出了重要一步，这使得永续期货成为广受追捧的风险管理和价格发现工具。我相信，将这些类型的创新产品引入我们受监管的市场可确保美国投资者和交易者可以在 CFTC 成熟的监管框架的保护下获得这些产品，而不是被迫转向离岸且通常不受监管的场所。
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“股票永续权益计划建立在 [2000 年商品期货现代化法案] 和 [CFTC-SEC 谅解备忘录] 的基础上。长期以来，监管的不确定性导致证券期货和股票永续期货等创新产品因各机构之间缺乏协调而陷入困境，美国证券交易委员会主席保罗·S·阿特金斯（Paul S. Atkins）恰如其分地将其描述为监管“无人区”。 CFTC 和 SEC 已经翻开了那个时代的一页，并致力于为创新产品提供明确的监管和清晰的市场路径，而不是因司法管辖权纠纷而造成更多伤亡。”
请在此处阅读塞利格主席的完整声明。
-CFTC-

CFTC Chairman Selig Releases Statement on Equity Perpetual Futures | CFTC
Release Number 9319-26
CFTC Chairman Selig Releases Statement on Equity Perpetual Futures
November 03, 2026
WASHINGTON — CFTC Chairman Michael S. Selig today released a statement announcing that perpetual futures contracts on individual equity securities can begin trading for the first time on designated contract markets that are dually registered with the Securities and Exchange Commission as notice-registered national securities exchanges to trade security futures products.
Key excerpts from Chairman Selig’s statement :
“Today, perpetual futures contracts on individual equity securities (the ‘Equity Perps’) can begin trading for the first time on CFTC-registered exchanges.
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“This expansion marks a significant step towards allowing U.S. market participants, consistent with applicable law, to avail themselves of the advantages of perpetual futures that have led to their emergence as widely sought tools for risk-management and price-discovery. I believe that bringing these types of innovative products into our regulated markets ensures that American investors and traders can access these products within the protections of the CFTC’s proven regulatory framework, rather than being forced to turn to offshore, and often unregulated, venues.
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“The Equity Perps build on the foundation of the [Commodity Futures Modernization Act of 2000] and the [CFTC-SEC Memorandum of Understanding]. For too long, regulatory uncertainty left innovative products, such as security futures and equity perpetual futures, stranded in what SEC Chairman Paul S. Atkins has aptly described as a regulatory ‘no man’s land’ due to a lack of harmonization between the agencies. The CFTC and SEC have turned the page on that era, and are committed to delivering regulatory clarity for innovative products and a clear path to market, rather than more casualties of jurisdictional disputes.”
Read Chairman Selig’s full statement here .
-CFTC-