CFTC 实施技术改进以简化产品自我认证流程

CFTC 实施技术改进以简化产品自我认证流程 |美国商品期货交易委员会
版本号 9244-26
CFTC 实施技术改进以简化产品自我认证流程
2026 年 6 月 1 日
华盛顿——商品期货交易委员会今天宣布推出增强产品自我认证电子归档系统的功能。交易所现在可以在一次合并提交中提交一套适用于多个密切相关的合约认证的产品认证文件。
“鉴于众多新产品和创新产品的迅速崛起，委员会必须继续简化其接收和审查产品自我认证的流程，”主席迈克尔·塞利格 (Michael S. Selig) 说。 “对委员会备案流程的这一常识性改变是改进该流程并减少交易所和委员会不必要负担的重要一步。”
“通过允许交易所为多个密切相关的合同提交一套统一的认证文件，我们使提交过程更加高效，”数据部主任杰西卡·哈里斯说。 “这一增强功能通过节省时间、最大限度地减少重复以及使交易所能够专注于创新而不是程序冗余来提高效率。它还增强了市场响应能力和监管有效性。”
CFTC 预计此次更新将大大简化提交产品自我认证的流程。交易所将不再有义务向委员会的电子归档系统提交多份相同的产品认证文件。 CFTC 的行动支持了 2025 年 3 月 20 日第 14243 号行政命令中概述的“消除官僚重复和低效率”的行政目标。
有关此新功能的更新提交说明请访问：https://portal.cftc.gov。
有关使用此新归档功能的其他技术信息，请通过 [email protected] 联系 Howard Rosen。有关产品提交流程的非技术信息，请通过 [email protected] 联系 Chris Goodman。
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CFTC Implements Technical Enhancements to Streamline Product Self-Certification Process | CFTC
Release Number 9244-26
CFTC Implements Technical Enhancements to Streamline Product Self-Certification Process
June 01, 2026
WASHINGTON — The Commodity Futures Trading Commission today announced the launch of enhancements to its electronic filing system for product self-certifications. Exchanges are now able to submit a single set of product certification documents applicable to multiple closely related contract certifications in one consolidated submission.
“In light of the rapid rise of numerous new and innovative products, the Commission must continue to streamline its processes for receiving and reviewing product self-certifications,” said Chairman Michael S. Selig. “This common-sense change to the Commission’s filing process is an important step in improving that process and reducing unnecessary burdens on both exchanges and the Commission.”
"By allowing exchanges to file a unified set of certification documents for multiple closely related contracts, we’re making the submission process much more efficient," said Jessica Harris, Director of the Division of Data. "This enhancement increases efficiency by saving time, minimizing duplication, and enabling exchanges to concentrate on innovation rather than procedural redundancies. It also strengthens both market responsiveness and regulatory effectiveness."
The CFTC anticipates that this update will greatly streamline the process of filing product self-certifications. Exchanges will no longer be obliged to submit multiple copies of identical product certification documents to the Commission’s electronic filing system. The CFTC’s action supports the administrative goal of “eliminating bureaucratic duplication and inefficiency,” as outlined in Executive Order 14243 dated March 20, 2025.
Updated submission instructions regarding this new functionality are available at: https://portal.cftc.gov .
For additional technical information regarding use of this new filing functionality, please contact Howard Rosen at [email protected] . For non-technical information regarding the product submission process, please contact Chris Goodman at [email protected] .
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