CFTC 授予多项举报人奖励，总金额超过 1.5 亿美元

CFTC 授予多项举报人奖励，总金额超过 1.5 亿美元 |美国商品期货交易委员会
版本号 9298-26
CFTC 授予多项举报人奖励，总金额超过 1.5 亿美元
2026 年 9 月 14 日
华盛顿——商品期货交易委员会今天宣布，在 2026 年 7 月至 9 月期间发布的最终裁决中，已向 10 名举报人授予了总金额超过 1.5 亿美元的奖励。这些裁决旨在表彰那些提供原始信息、促使委员会和其他当局成功采取执法行动的举报人。
CFTC 执法部门主管戴维·米勒 (David Miller) 对委员会的决定表示赞赏，他表示：“此类奖项会激励其他人举报我们市场中的不当行为，这反过来又有助于我们执法计划的成功。”
举报人办公室主任拉格尼·贝里 (Raagnee Beri) 表示：“这些奖项的数量和规模表明，委员会致力于奖励在委员会阻止和防止市场混乱的努力中发挥关键作用的举报人。”
“在新的领导下，委员会的举报计划今年取得了创纪录的成绩，”总法律顾问泰勒·巴格利 (Tyler Badgley) 说道。 “尽管继承了大量积压案件，新近焕发活力的举报人办公室已采取行动，迅速有效地处理举报人的奖励，并将在来年继续这样做。”
关于 CFTC 举报计划
举报人计划是根据 2010 年《多德-弗兰克华尔街改革和消费者保护法案》第 748 条设立的。自 2014 年颁发第一个奖项以来，CFTC 已向举报人奖励了超过 5.8 亿美元。这些裁决与执法行动相关，这些执法行动已导致超过 51 亿美元的经济制裁。
当满足某些条件时，CFTC 可以根据其自身的执法行动以及其他国内外监管机构提起的相关行动颁发举报人奖励。
《商品交易法》为举报人提供保密保护。无论 CFTC 是否颁发裁决，该机构都不会披露合理预期会泄露举报人身份的信息，除非在有限的情况下。与这些保护措施一致，CFTC 没有透露具体的执法行动或确切的裁决金额。
符合资格的举报人可能会收到所收罚款的 10% 至 30%。所有奖励均由 CFTC 客户保护基金支付，该基金由国会设立，资金完全来自 CEA 违规者向 CFTC 支付的货币制裁。不会从受损害的客户那里收取或扣留任何资金来资助该计划。
任何掌握与潜在 CEA 或 CFTC 违规行为相关信息的人都可以通过在线提交 TCR 表格（举报、投诉或转介）以电子方式提交举报。
请访问 Whistleblower.gov，了解有关 CFTC 举报计划的更多信息。
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CFTC Grants Multiple Whistleblower Awards Totaling Over $150 Million | CFTC
Release Number 9298-26
CFTC Grants Multiple Whistleblower Awards Totaling Over $150 Million
September 14, 2026
WASHINGTON — The Commodity Futures Trading Commission today announced it has granted 10 whistleblower awards totaling more than $150 million in final award determinations issued between July and September 2026. The award determinations recognize whistleblowers who provided original information that led the Commission and other authorities to bring successful enforcement actions.
David Miller, the CFTC’s director of the Division of Enforcement, praised the Commission’s determinations, stating, “Awards such as these incentivize others to come forward with information about misconduct in our markets, which in turn contributes to the success of our enforcement program.”
“The number and size of these awards demonstrate that the Commission is committed to rewarding whistleblowers who play a critical role in the Commission’s efforts to deter and prevent disruptions to our markets,” said Raagnee Beri, director of the Whistleblower Office.
“The Commission’s Whistleblower Program is having a record year under new leadership,” said General Counsel Tyler Badgley. “Despite inheriting a substantial backlog, the newly invigorated Whistleblower Office has moved to promptly and efficiently process awards for whistleblowers and will continue to do so in the upcoming year.”
About the CFTC’s Whistleblower Program
The Whistleblower Program was established under Section 748 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. Since issuing its first award in 2014, the CFTC has awarded more than $580 million to whistleblowers. Those awards are associated with enforcement actions that have resulted in more than $5.1 billion in monetary sanctions.
The CFTC may issue whistleblower awards based on its own enforcement actions, as well as related actions brought by other domestic or foreign regulators, when certain conditions are met.
The Commodity Exchange Act provides confidentiality protections for whistleblowers. Whether or not CFTC issues an award, the agency does not disclose information that could reasonably be expected to reveal a whistleblower’s identity, except in limited circumstances. Consistent with these protections, the CFTC does not disclose the specific enforcement action or the exact award amount.
Eligible whistleblowers may receive between 10 and 30 percent of the monetary sanctions collected. All awards are paid from the CFTC’s Customer Protection Fund, which Congress established and is funded entirely through monetary sanctions paid to the CFTC by CEA violators. No money is taken or withheld from harmed customers to fund the program.
Anyone with information related to potential CEA or CFTC violations may submit a tip electronically by filing a Form TCR (Tip, Complaint or Referral) online.
Visit Whistleblower.gov for more information about CFTC’s Whistleblower program.
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